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Current Employers
Cantor Fitzgerald Investment Advisors

110 East 59Th Street 7Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-06-16
  • NY RA
    APPROVED
    Since 2022-06-16

Branch Locations

110 East 59Th Street 7Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Brooklyn NY 02/2011 Present
Mbsc Securities Corporation New York NY 01/2016 Present
Cantor Fitzgerald & Co New York NY 11/2021 Present
  • 02/2011 → Present
    Lpl Financial Llc
    Brooklyn, NY
  • 01/2016 → Present
    Mbsc Securities Corporation
    New York, NY
  • 11/2021 → Present
    Cantor Fitzgerald & Co
    New York, NY
Previous Registrations
  • 2008-04-07 → 2010-07-15
    Osaic Fa, Inc.
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-04
  • S66 Uniform Combined State Law Examination
    2008-04-04
Designations

View on SEC IAPD

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