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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-04-14 |
| NY | RA | APPROVED | 2023-03-28 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | New York | NY | 08/2017 | 07/2021 |
| Hsbc Securities (Usa) Inc | New York | NY | 09/2017 | 11/2017 |
| The American College | Bryn Mawr | PA | 06/2016 | 08/2017 |
| Cuny Queens College | New York | NY | 08/2016 | 05/2017 |
| Hsbc Securities (Usa) Inc. | New York | NY | 08/2019 | 07/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 11/2022 | Present |
| Unemployed | New York | NY | 07/2021 | 11/2022 |
| Bank Of America N.A. | Broadway | NY | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 2007-08-10 |
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