Best Investors Account Sign in

Dany Levan Martin

Rfg Advisory, LLC

Shreveport, LA

Vestavia Hills, AL

New Roads, LA

Shreveport, LA

Claim This Profile
Current Employers
Rfg Advisory, Llc

1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-01-21
LA RA APPROVED 2015-09-14
  • TX RA
    APPROVED
    Since 2016-01-21
  • LA RA
    APPROVED
    Since 2015-09-14

Branch Locations

6425 Youree Dr. Suite 180, Shreveport, LA 71105 • United States

1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States

120 Alamo Street, New Roads, LA 70760 • United States

672 Egan Street, Shreveport, LA 71106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nsa, Llc Memphis TN 05/2002 Present
Lpl Financial, Llc Shreveport LA 12/2014 06/2018
Rfg Advisory Shreveport LA 04/2015 Present
Private Client Services Shreveport LA 06/2018 Present
  • 05/2002 → Present
    Nsa, Llc
    Memphis, TN
  • 12/2014 → 06/2018
    Lpl Financial, Llc
    Shreveport, LA
  • 04/2015 → Present
    Rfg Advisory
    Shreveport, LA
  • 06/2018 → Present
    Private Client Services
    Shreveport, LA
Previous Registrations
  • 2015-01-02 → 2018-06-08
    Lpl Financial Llc
    Shreveport, LA
    Shreveport, LA
    San Diego, CA
    Shreveport, LA
  • 2012-02-21 → 2015-01-08
    Capital One Financial Advisors Llc
    Melville, NY
    Bossier City, LA
Other Businesses

1) 02/23/2015. HOLY ANGELS CHAMPIONS-NON PROFIT.5 HOURS/MO; 0 DURING TRADING HOURS. 2) 02/23/2015. JUNIOR ACHIEVEMENT OF NORTH LOUISIANA. BOARD MEMBER. 5 HOURS/MO; 0 DURING TRADING HOURS. 3) 02/23/2015. MARTIN WEALTH MANAGEMENT, LLC. PERSONAL LLC FOR COMMISSION/FEES. OWNER. 4) 04/15/2015. RFG ADVISORY. 6425 YOUREE DR, STE180, SHREVEPORT, LA 71105. ADVISORY BUSINESS. IAR. 160 HOURS/MO; ALL DURING TRADING HOURS. 5) 06/30/2017. WILLIAMS FINANCIAL ADVISORS, LLC. 6425 YOUREE DR, STE 180, SHREVEPORT, LA 71105. DBA FOR PCS BUSINESS. REGISTERED REPRESENTATIVE. 160 HOURS/MO; ALL DURING TRADING HOURS. 6) WILLIAMS FINANCIAL ADVISORS, LLC. 6425 YOUREE DR, STE 180, SHREVEPORT, LA 71105. DBA FOR ADVISORY BUSINESS THROUGH RFG ADVISORY. IAR. 160 HOURS/MO; ALL DURING TRADING HOURS. 7) RHINO CAPITAL MANAGEMENT, LLC. 645 YOUREE DRIVE, SUITE 180, SHREVEPORT, LA 71105. RENTAL REAL ESTATE. MANAGER/MEMBER. 5 HOURS/MO; 0 DURING TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-17
S63 Uniform Securities Agent State Law Examination 2011-12-15
  • S66 Uniform Combined State Law Examination
    2012-02-17
  • S63 Uniform Securities Agent State Law Examination
    2011-12-15

View on SEC IAPD

Other Firms

RAYMOND JAMES & ASSOCIATES, INC.
CYPRESS FUND MANAGEMENT, LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ADKINS SEALE CAPITAL MANAGEMENT LLC
HMV WEALTH ADVISORS, LLC
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
MORGAN STANLEY

Other Investors

KENNETH WRIGHT ALLEN
Ted Bortei-Doku
TOMMY RAY COCKRELL
NORMAN LEE DUHON
CHARLES HOWARD CLAWSON
CRYSTAL CHELETTE WOOLDRIDGE
Ryan L Yarbrough
Thomas Peyton Cockrell

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · SHREVEPORT, LA
CYPRESS FUND MANAGEMENT, LLC · SHREVEPORT, LA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SHREVEPORT, LA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SHREVEPORT, LA
ADKINS SEALE CAPITAL MANAGEMENT LLC · SHREVEPORT, LA
HMV WEALTH ADVISORS, LLC · SHREVEPORT, LA
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · Shreveport, LA
MORGAN STANLEY · Shreveport, LA

More in Shreveport, LA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor