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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2018-06-15
TX RA APPROVED 2018-06-15
  • LA RA
    APPROVED
    Since 2018-06-15
  • TX RA
    APPROVED
    Since 2018-06-15

Branch Locations

1540 W Causeway Approach, Mandeville, LA 70471 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc New Orleans LA 07/2013 11/2016
Wells Fargo Clearing Services, Llc New Orleans LA 11/2016 06/2018
Raymond James & Associates, Inc. Mandvillee LA 06/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-03
  • S66 Uniform Combined State Law Examination
    2013-05-03
Other Names
  • Forrest Duncan
  • Forrest Stephen Duncan
  • Forrest Stephen Duncan

View on SEC IAPD

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