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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-31
NJ RA APPROVED 2017-06-15
  • TX RA
    APPROVED_RES
    Since 2022-03-31
  • NJ RA
    APPROVED
    Since 2017-06-15

Branch Locations

30 Two Bridges Road Suite 320, Fairfield, NJ 07004 • United States

Cedar Grove, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Newtown Square PA 05/2015 Present
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 Present
Mml Investors Services, Llc Newtown Square PA 03/2017 Present
  • 05/2015 → Present
    Metlife Securities Inc
    Newtown Square, PA
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → Present
    Newtown Square, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-05-22
S63 Uniform Securities Agent State Law Examination 2008-12-22
  • S65 Uniform Investment Adviser Law Examination
    2017-05-22
  • S63 Uniform Securities Agent State Law Examination
    2008-12-22
Other Names
  • Daneil Lamego
  • Daniel Robert Lemego

View on SEC IAPD

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