Eric Alma

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2007 → Present
  Jpmorgan Chase Bank, N.A.
  New York, NY
• 10/2012 → Present
  J.P. Morgan Securities Llc
  New York, NY

Previous Registrations

• 2011-05-04 → 2012-10-01
  Chase Investment Services Corp.
  New York, NY
  New York, NY

Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 4/29/2016 ADDRESS: 105 WILMINGTON DE. DETAILS: Rental Property INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-05-02
• S63 Uniform Securities Agent State Law Examination
  2007-07-19