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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-23
NJ RA APPROVED 2008-09-26
  • NY RA
    APPROVED
    Since 2021-03-23
  • NJ RA
    APPROVED
    Since 2008-09-26

Branch Locations

1290 Avenue Of The Americas, New York, NY 10104 • United States

Mamaroneck, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lehman Brothers New York NY 08/2008 Present
Neuberger Berman Llc New York NY 08/2008 Present
  • 08/2008 → Present
    Lehman Brothers
    New York, NY
  • 08/2008 → Present
    Neuberger Berman Llc
    New York, NY
Other Businesses

Sustainability Accounting Standards Board. Start Date 9/13/2018 Per SASB website: Companies have increasingly recognized that the management of environmental, social and governance (ESG) factors are directly related to their ability to manage risk and deliver performance over the long-term. At the same time, investors are increasingly using ESG information to develop a comprehensive view of company performance to help them evaluate a company's long-term value. Companies and investors can play an important role in evaluating the topics, metrics, and technical protocols included in the SASB's industry-specific standards by providing feedback on the extent to which the content of the standards adheres to the SASB's concepts, principles, and definitions set out in its Conceptual Framework. Accordingly, the SASB is creating Sector Advisory Groups comprised of volunteer industry experts to advise the SASB on matters of implementation and emerging issues that should be considered in the standards development process. Sector Advisory Group member. Role: Per SASB website: We are seeking individuals from leading public companies, financial institutions, and/or third parties with industry expertise who are committed to improving the quality and comparability of sustainability-related disclosure to investors. 2 Hours devoted per month durint non Trading hours. Also: NYU MPSIF Management Advisory Council, The Michael Price Student Investment Fund (MPSIF) is a family of funds managed directly by NYU Stern MBA students. The fund is part of the overall NYU endowment, http://www.nyumpsif.com/, Management Advisory Council - member, Management Advisory Council. Start Date 11/25/2019. 1 hour a month dedicated during Trading Hours and 1hour a month during non-trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-25
  • S66 Uniform Combined State Law Examination
    2008-09-25
Designations
  • Chartered Financial Analyst
Other Names
  • Jared Mann

View on SEC IAPD

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