Roscoe Edward Mellor

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → Present
  Ubs Financial Services Inc.
  New York, NY

Previous Registrations

• 2009-01-21 → 2015-07-23
  Barclays Capital Inc.
  New York, NY
• 2008-09-26 → 2008-10-15
  Lehman Brothers Inc.
  New York, NY
  New York, NY

Other Businesses

PKT2 / 300 Mercer Street New York,NY 10003 / Other/ Retailers (Apparel, Food, General) / Clothing accessory / Other / It's an LLC, I'm 100% owner / I'm sole operator for company / Start Date 2/2/15 LLC /

Exams

• S66 Uniform Combined State Law Examination
  2021-12-02

Other Names

• Ross Mellor