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CRD 5366562
Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-06-13 |
| NY | RA | APPROVED | 2021-10-26 |
| NJ | RA | APPROVED | 2013-08-02 |
| TX | RA | APPROVED | 2013-07-25 |
Branch Locations
299 Park Avenue 8Th,9Th And 11Th Floor, New York, NY 10171 • United States
299 Park Avenue 8Th, 9Th, & 11Th Floors, New York, NY 10171 • United States
299 Park Avenue 8Th, 9Th, & 11Th Floors, New York, NY 10171 • United States
299 Park Ave 8Th 9Th And 11Th Floors, New York, NY 10171 • United States
61 South Paramus Road 4Th Floor, Paramus, NJ 07652 • United States
500 Campus Drive 2Nd Floor, Florham Park, NJ 07932 • United States
299 Park Ave 8Th, 9Th 11Th Floor, New York, NY 10171 • United States
1285 Avenue Of The Americas Floor 15 Thru 18, New York, NY 10019 • United States
51 John F. Kennedy Parkway Suite 240, Short Hills, NJ 07078 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Weehawken | NJ | 07/2013 | 02/2017 |
| Ubs Financial Services | New York | NY | 02/2017 | 03/2022 |
| Ubs Financial Services Inc | New York | NY | 03/2022 | 01/2023 |
| Ubs Financial Services Inc | New York | NY | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-20 |
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