James Cabourne Blaszyk

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-03-30
FL	RA	APPROVED	2008-04-15

TX RA
APPROVED_RES

Since 2015-03-30
FL RA
APPROVED

Since 2008-04-15

Branch Locations

1675 N Military Trail Ste 500 [D9-Rbo], Boca Raton, FL 33486 • United States

Fort Lauderdale, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wachovia Bank, N.A.	West Palm Beach	FL	03/2008	Present
Wells Fargo Advisors Llc	Palm Beach	FL	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Palm Beach	FL	11/2016	Present

03/2008 → Present

Wachovia Bank, N.A.

West Palm Beach, FL
05/2009 → 11/2016

Wells Fargo Advisors Llc

Palm Beach, FL
11/2016 → Present

Wells Fargo Clearing Services, Llc

Palm Beach, FL

Previous Registrations

2007-08-28 → 2007-10-25

Ameriprise Financial Services, Llc

Boca Raton, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-08-25

S66 Uniform Combined State Law Examination

2007-08-25

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

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