Brett M Goldstein

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 05/2024
  Lpl Financial Llc
  Fairfield, NJ
• 09/2015 → 06/2022
  Private Advisor Group, Llc
  Morristown, NJ
• 06/2022 → 05/2024
  Bleakley Financial Group, Llc
  Fairfield, NJ
• 05/2024 → Present
  Raymond James & Associates
  New York, NY

Previous Registrations

• 2022-06-29 → 2024-05-21
  Onepoint Bfg Wealth Partners
  Parsippany, NJ
• 2015-09-16 → 2022-07-20
  Private Advisor Group, Llc
  Fairfield, NJ
  Morristown, NJ
• 2012-04-17 → 2015-09-16
  Citigroup Global Markets Inc.
  New York, NY
• 2011-12-24 → 2012-04-18
  Morgan Stanley
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2011-12-23

Designations

• Certified Financial Planner

Other Names

• Brett Goldstein