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3705 Concord Pike, Wilmington, DE 19803 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-08-05 |
| MA | RA | APPROVED | 2024-08-05 |
Branch Locations
150 Main St Suite 310, Northampton, MA 01060 • United States
3705 Concord Pike, Wilmington, DE 19803 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research Inc. | Fairfield | IA | 11/2012 | 06/2019 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2014 | 06/2019 |
| Mercer Global Advisors Inc. | Simsbury | CT | 06/2019 | 06/2020 |
| First Allied Securities, Inc. | San Diego | CA | 07/2020 | 09/2022 |
| First Allied Advisory Services, Inc. | San Diego | CA | 07/2020 | 11/2020 |
| First Allied Advisory Services | Schaumburg | IL | 07/2020 | 03/2024 |
| Sageview Advisory Group, Llc | Newport Beach | CA | 09/2021 | 03/2024 |
| Cetera Advisors Llc | Northampton | MA | 09/2022 | 03/2024 |
| Cetera Investment Advisers Llc | Northampton | MA | 10/2020 | 03/2024 |
| Diversified, Llc | Wilmington | DE | 03/2024 | 06/2024 |
| Diversified Enterprises, Llc Dba Diversified, Llc | Northampton | MA | 06/2024 | Present |
07/2022 - (expires 06/2024) Independent Licensed insurance Agent; Investment Related; Suffield, CT; Life & Annuities
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-16 |
| S63 | Uniform Securities Agent State Law Examination | 2008-06-06 |
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