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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-26 |
| PA | RA | APPROVED | 2015-12-04 |
| TX | RA | APPROVED | 2015-12-04 |
Branch Locations
2650 North Military Trail Suite 400, Boca Raton, FL 33431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Boca Raton | FL | 12/2015 | Present |
1. 147 Franklin LLC; 148 Kent Place Boulevard Summit NJ 07901; Private Real Estate Holdings; Limited Partner; not proposed duties; affiliation started 08/01/2012; 0 hours per day; not during securities trading hours; himself and a real estate partner own a property with 9 apartments; not investment-related. 2. JM Capital Ventures LLC; 330 Washington Street Hoboken NJ 07030; Private Company Investment; Managing Partner; Responsible for providing K-1 Tax forms; 03/01/2016; 20 hrs/year; Not during security trading hours; Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-03-18 |
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