Alan J Lovi

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2008 → Present
  J.P. Morgan Securities Llc
  New York, NY
• 11/2016 → Present
  Jpmorgan Chase Bank, Na.
  New York, NY

Other Businesses

Entity Name: Mosholu Montefiore Community Center Investment related: Yes Address: 3450 Bronx, NY Nature of the other business: Mosholu Montefiore Community Center's (MMCC) mission is to build on individuals' strengths to enhance the lives of all our residents, including those who are vulnerable; immigrants, victims of discrimination and those with special needs. Position/Title/Relationship: Board member Start Date: 16-Jun-2015 Approximate # of hours a month: 1-4 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Oversee the community center's programming, employees, and finances.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-08-15
• S63 Uniform Securities Agent State Law Examination
  2008-03-06