Richard James Romlin

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2021 → 02/2025
  Johls Wealth Management
  Greenwood Village, CO
• 06/2008 → 09/2018
  United Capital
  Denver, CO
• 09/2018 → 11/2021
  Unemployed
  Denver, CO
• 11/2021 → 02/2025
  Lpl Financial Llc
  Greenwood Village, CO
• 02/2025 → Present
  Raymond James Financial Services Advisors, Inc.
  Littleton, CO
• 02/2025 → Present
  Garrison Financial Group
  Littleton, CO

Other Businesses

(1)Name of Business: Garrison Financial Group Address: 2516 W Main St, Littleton, CO, 80120-1913, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/29/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Service advisor and portfolio manager.

Designations

• Chartered Financial Analyst