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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2012-08-03 |
| TX | RA | APPROVED | 2012-08-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cary | NC | 08/2012 | Present |
| Bank Of America, N.A. | Cary | NC | 08/2012 | Present |
I*132809 ProfitOBA:Par3 LLC Invst:Y A:Cary NC Position:Gnrl Prtnr Date: 8/31/20 Hrs:2hrs mthly Trding hrs:0 Duties:Invstmntvehicletobuyintoreal estateandprivateequity I*56691 FOR PROFIT OBA: INVICTUS PROPERTIES LLC INVSLRD: Y A:CARY,NC POSITION:OWNER DATE: 3/15/12 HRS DEVOTED: 2hrs annually DURING TRADING HRS: 0 DUTIES: HOLDS SOME IN CARY NC. * FOR PROFIT OBA: MEZURWARE LLC ID: 70270 INVSTRD: Y A: KERNERSVILLE, NC POSITION, GNRL PRTNR, DATE: 3/10/13 HRS: 10hrs qtrly DURING TRDG HRS: 0 DUTIES: INVESTOR IN AN LLC THAT HOLDS PATENTS. I*81922, FOR-PROFIT NAME: BACK9 LLC, INVSTRD: Y A: CARY, NC POSITION: OWNER START: 9/17/14 HRS: 10hrs/Ann, TRADING HRS: 0 DUTIES: HOLDS UNDEVELOPED LAND FOR DEVELOPMENT AND SALE. INVESTOR, NO ACTIVE ROLE. I*102643, FOR-PROFIT OBA: FROZEN POND LLC INVSTRD: Y A: CARY, NC POSITION: OWNER DATE: 3/25/17 HRS, 2hrs annually TRADING HRS: 0 DUTIES: PURCHASE A MINORITY INTEREST IN HURRICANES HOLDINGS LLC I*112027 For-Profit OBA: Rapp Ventures LLC Invstrd: Y A: Cary NC Position, Gnrl Prtnr Date: 2/5/18, Hrs: 5hrs/Mo During trading hrs: 0 Duties: Real-estate investment LLC Member of a LLC in commercial real-estate. I*120387 For-Profit OBA: Edinburgh Development LLC Investment related: Y A: Cary, NC Position: Owner Date: 2/11/19 Number of hours: 5hrs/Mo, During trading hours: 0 Duties: develop/construct res and com buildings I*1372294 For Profit OBA: Helix Venturees Invstmnt rltd: N, A: Raleigh NC Nature of business: LLC Position: General Partner/Mng Member Date: 1/1/24 Number of hrs devoted: 10 hrs Duties: Spin-off of Rapp Ventures I*2026294, For Profit OBA: Jay Rapp LLC A: Cary InvstRd: N, Position: Gnrl Prtnr/Manging Mber, Employee Date: 08/02/24 Hrs: 1hr/Mo, No Hrs during trading: 0 Duties: Hold my ownership in Helix Ventures LLC I*1996259 Entity: Profit OBA: Rapp Alpha LLC, A: Cary, NC InvstRd: N, Position: Gnrl Prtnr/Mging Mber Emplyee Date:09/06/18 No Hrs: 1hr/Mo, No Hrs during trading: 0 Duties: Passive real estate investing. I*2040267, For Profit OBA: Oakview Commons LLC A: Cary, NC Ivstmt Rltd: N Position: General Partner/Mgng Mbr Date:07/19/23,Hrs:1hr/Ann, During trading: 0 Duties: Mgr, holds speculative real estate. I*2039273 For Profit OBA:Cameron Crest Developers LLC A: CaryNC Investment Related: N, Position: General Partner/Managing Member, Date: 11/22/19, No Hrs:1hr annually During trading: 0 Duties: Manager. I*2040268, For Profit, OBA: Rapp Helix LLC, A: Cary,NC Invstmnt Rltd: N, Position: General Partner/Mnging Mbr, Date: 1/04/23, No Hrs:1hr/Ann, During trading: 0Duties:Manager of the LLC. LLC will hold speculative real estate and preform small development work, either horizontal or vertical dependent of the best financial outcomes.I*: 2048304 Entity Type: LLC OBA: TSIV ED LLC A: Cary,NC InvstRd: No PositionGnrl Prtnr/Mgr Employee Date: 03/2024 Nbr of Hrs: 1 hr annually Nbr of Hours during trading: 0 Duties:Wholly owned by Edinburgh Development LLC I*: 2039272Entity Type:LLC OBA: Saleve LLC Adrs: Cary NC InvstRd: No Title: Gnrl Prtnr/Mging Mbr Dte: 02/2021 Hrs:1 hr annually Hrs during trading: 0 Duties: Trustee of trust that owns the LLC I*: 2109337Profit OBA: A.GSTLLC Addes:Cary,NC Investment Related: N Trustee and agent Dte: 12/02/24 Hrs: 1 hr annually Hrs during trading: 0 Duties: Agent for the LLC, funded and wholly owned by my MOM I*: 2111259 OBA:GrandRappLLCProfitA:Cary, NC Title: Mgr Start:10/22/24 Hrs: 1 annually Hrs Drng Trdng: 0 Duties: Responsible for annual filings with NC SOS and LLC formation I*: 2606270,Profit Name:HC LEE LLC A: Cary, NC 27511InvstRd:N Pstn:Owner Date:07/14/2025Hrs: 1 monthly DurngTrdng:0 Duties:Investor/Manager, Speculative land purchase I*4511273 Type: For Profit Name: Rappz LLC Address: Forest City, NC Investment: No Association: General Partner/Managing Member Start Date: 5/6/26 Hours: 1, Monthly Hours during trading: 0, Monthly Duties: LLC for invest in Buildz LLC. Owner/manager
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-07-02 |
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