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Sherri Lynn Harris

Commonwealth Financial Network

Albuquerque, NM

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2017-08-01
  • NM RA
    APPROVED
    Since 2017-08-01

Branch Locations

6759 Academy Rd Ne, Albuquerque, NM 87109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Winslow Wood & Associates, Llc Albuquerque NM 05/2007 Present
Invest Financial Corp. Albuquerque NM 05/2007 08/2017
Commonwealth Financial Network Waltham MA 08/2017 Present
  • 05/2007 → Present
    Winslow Wood & Associates, Llc
    Albuquerque, NM
  • 05/2007 → 08/2017
    Invest Financial Corp.
    Albuquerque, NM
  • 08/2017 → Present
    Commonwealth Financial Network
    Waltham, MA
Previous Registrations
  • 2014-04-17 → 2017-08-03
    Invest Financial Corporation
    Albuquerque, NM
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-16
  • S66 Uniform Combined State Law Examination
    2014-04-16
Other Names
  • Sheri Lynn Van Orren
  • Sherri Lynn Van Orren

View on SEC IAPD

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Other Offices

AAN WEALTH ADVISORS LLC · Albuquerque, NM
DXD CAPITAL · ALBUQUERQUE, NM
ALLWORTH FINANCIAL, L.P. · ALBUQUERQUE, NM
EDWARD JONES · ALBUQUERQUE, NM
ZANETTI FINANCIAL, LLC · ALBUQUERQUE, NM
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER · ALBUQUERQUE, NM
AMERIPRISE FINANCIAL SERVICES, LLC · ALBUQUERQUE, NM
LPL FINANCIAL LLC · ALBUQUERQUE, NM

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