Falon Harris

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-10-14
CA	RA	APPROVED	2020-10-13

TX RA
APPROVED_RES

Since 2020-10-14
CA RA
APPROVED

Since 2020-10-13

Branch Locations

251 South Lake Avenue 10Th Floor, Pasadena, CA 91101 • United States

North Hollywood, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Chicago	IL	04/2013	08/2018
Full-Time-Education	Chicago	IL	08/2018	06/2020
Unemployed	Los Angeles	CA	06/2020	07/2020
Ubs Financial Service Inc	Pasadena	CA	07/2020	Present

04/2013 → 08/2018

Morgan Stanley Smith Barney Llc

Chicago, IL
08/2018 → 06/2020

Full-Time-Education

Chicago, IL
06/2020 → 07/2020

Unemployed

Los Angeles, CA
07/2020 → Present

Ubs Financial Service Inc

Pasadena, CA

Previous Registrations

2014-08-20 → 2018-08-16

Morgan Stanley

Chicago, IL

Other Businesses

Abundance MF LLC / Other / I would like to start an LLC for Turo / Peer sharing car rentals. / Officer / Three person LLC forming. I will be one of the partners.Start date - 9/30/2021

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-08-20

S66 Uniform Combined State Law Examination

2014-08-20

Other Names

Falon G Harris

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews