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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2020-06-09
  • MA RA
    APPROVED
    Since 2020-06-09

Branch Locations

324 Grove Street, Worcester, MA 01605 • United States

243 King Street Ste. 213, Northampton, MA 01060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuso Financial Services, Lp San Diego CA 11/2012 11/2017
Umassfive College Federal Credit Union North Hampton MA 11/2012 11/2017
First Allied Securities, Inc. San Diego CA 11/2017 06/2020
First Allied Advisory Services, Inc San Diego CA 11/2017 06/2020
Bhf Advisory, Inc. Bloomfield Hills MI 05/2019 06/2020
Cambridge Investment Research, Inc. Fairfield IA 06/2020 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 06/2020 Present
  • 11/2012 → 11/2017
    Cuso Financial Services, Lp
    San Diego, CA
  • 11/2012 → 11/2017
    Umassfive College Federal Credit Union
    North Hampton, MA
  • 11/2017 → 06/2020
    First Allied Securities, Inc.
    San Diego, CA
  • 11/2017 → 06/2020
    First Allied Advisory Services, Inc
    San Diego, CA
  • 05/2019 → 06/2020
    Bhf Advisory, Inc.
    Bloomfield Hills, MI
  • 06/2020 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 06/2020 → Present
    Fairfield, IA
Previous Registrations
  • 2017-11-15 → 2020-06-11
    First Allied Advisory Services, Inc.
    Northampton, MA
    Northampton, MA
  • 2019-05-29 → 2019-10-07
    Bhf Advisory, Inc.
    Northampton, MA
  • 2012-11-06 → 2017-11-09
    Cuso Financial Services, L.P.
    Northampton, MA
    Springfield, MA
    Amherst, MA
    Worcester, MA
  • 2012-09-26 → 2012-11-06
    Westboro, MA
    Wickford, RI
    Southboro, MA
    Leominster, MA
    Fitchburg, MA
    Gardner, MA
  • 2012-05-21 → 2012-09-19
    Westboro, MA
  • 2011-01-24 → 2012-06-06
    Westboro, MA
Other Businesses

1)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA 52556, ADVISORY REP OF A REGISTERED INVESTMENT ADVISOR, RIA, 03/18/20, INV REL, 40/WK- 40/TRADING 2)GREEN FUTURE WEALTH MANAGEMENT, 10 CEDAR STREET, WORCESTER, MA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES,03/16/20, FOUNDER, WEALTH ADVISOR, 2/WK- 2/TRADING 3)NUCLEAR BAN U.S. TREATY AWARENESS CAMPAIGN, 59 GLEASON RD, NORTHAMPTON, MA, BOARD MEMBER OF A NON-PUBLIC ENTITY, 03/16/20, TREASURER, 1/WK- 0/TRADING 4)NICK CANTRELL, 18 KENILWORTH RD, WORCESTER, MA, WRITER, 03/16/20, INV REL, 1/WK- 0/TRADING 5)GREEN FUTURE WEALTH MANAGEMENT, 324 Grove St, Worcester MA 01605, United States, 01/06/2022, Tax Services, Tax Services, NIR, 5 HR/MO - 0 HR/MO TRADING 6)GREEN FUTURE OPTIMIZER, 324 Grove St, Worcester MA 01605, United States, 01/06/2022, Founder, Technology services, NIR, 20 HR/MO - 5 HR/MO TRADING 7)ASSOCIATION OF FINANCIAL EDUCATORS, 324 Grove Street, Worcester MA 01605, United States, 08/28/2023, Educator, Volunteer, INV REL, 3 HR/MO - 3 HR/MO TRADING 8)GREEN FUTURE WEALTH, LLC, 367 ROUTE 120 UNIT B-4, LEBANON NH 03766-1430, 05/29/2026, OWNER, DBA NAME, INV REL, 5 HR/MO - 5 HR/MO TRADING 9)GREEN FUTURE TAX, LLC, 324 GROVE ST, WORCESTER MA 01605, 01/06/2022, OWNER, TAX SERVICES, NIR, 5 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-12-07
S63 Uniform Securities Agent State Law Examination 2007-08-14
  • S65 Uniform Investment Adviser Law Examination
    2009-12-07
  • S63 Uniform Securities Agent State Law Examination
    2007-08-14
Designations

View on SEC IAPD

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