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Audrey Kathleen Averill

Mml Investors Services, LLC

Raleigh, NC

Wendell, NC

Charlotte, NC

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-25
NC RA APPROVED 2023-10-16
  • TX RA
    APPROVED
    Since 2024-03-25
  • NC RA
    APPROVED
    Since 2023-10-16

Branch Locations

4000 Westchase Blvd Suite 400, Raleigh, NC 27607 • United States

Wendell, NC • United States

4350 Congress Street Suite 300, Charlotte, NC 28209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Charlotte NC 07/2009 Present
Massmutual Life Insurance Co Charlotte NC 05/2023 Present
The Pelora Group Charlotte NC 01/2008 Present
  • 07/2009 → Present
    Mml Investors Services, Llc
    Charlotte, NC
  • 05/2023 → Present
    Massmutual Life Insurance Co
    Charlotte, NC
  • 01/2008 → Present
    The Pelora Group
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-09
  • S66 Uniform Combined State Law Examination
    2023-10-09

View on SEC IAPD

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