Inactive

Sara Beth Shores

New England Private Wealth Advisors, LLC

CRD 5361266

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Employer firm

New England Private Wealth Advisors, LLC CRD 133790

$5.09B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

New England Private Wealth Advisors, Llc

36 Washington Street, Suite 280, Wellesley, MA 02481-1922 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2007-08-13

MA RA
APPROVED

Since 2007-08-13

Branch Locations

36 Washington Street, Suite 280, Wellesley, MA 02481-1922 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
New England Private Wealth Advisors	Wellesley	MA	10/2006	Present

10/2006 → Present

New England Private Wealth Advisors

Wellesley, MA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-08-06

S65 Uniform Investment Adviser Law Examination

2007-08-06

Designations

Certified Financial Planner

Other Names

Sara Shores
Sara B Shores
Sara Shores Sokolowski
Sara B Sokolowski
Sara S Sokolowski

View on SEC IAPD

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