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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-05-18 |
| MI | RA | APPROVED | 2012-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Saginaw | MI | 05/2008 | Present |
| Bank Of America, N.A. | Saginaw | MI | 03/2012 | Present |
TRUSTEE OF FATHER'S CHARITABLE TRUST; VERY LITTLE TIME DEDICATED ON MY PART; ONLY INVESTMENT-RELATED DUE TO INVESTMENTS HELD IN THE TRUST; CHARITABLE PURPOSE I*133809 For profit or not for profit: For-Profit Organization Name of outside business organization: Riverend Preserve LLC Investment related: N Address of business: Saginaw, Michigan 48604 Nature of business: LLC, Position, title, association: Limited Partner, Start date of relationship: 2/8/2009 Number of hours devoted: 2 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: This is a private hunting club, in which I am simply a member with no leadership responsibilities. I*2048376, Entity Type, Entity Charitable, Name of OBA: Child & Family Services of Saginaw County, Address: Saginaw, MI, 48603, Investment Related: No, Position, Title, Association: Committee, Board Member, Employee Start Date: 11/21/2024, No Hours: 12hrs/Ann, No Hours during trading: 12, Duties: Serving on the Board of Directors to help Child & Family Services carry out its mission of enhancing the quality of lives in our community by providing counseling services that foster personal growth, emotional development, recovery from trauma, self-reliance and healthy relationships. I am being asked to serve on the Board of Directors along with the Finance Committee. I will be a part of a committee of representatives from the Board who generally review and dive a bit deeper into the organization's finances in order to report back to the Board with any necessary strategic decisions. I know that I personally would not be responsible for or capable of making any decisions for the organization's finances, nor deal directly with any accounts or day-to-day operations in this capacity.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-03-16 |
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