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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-05-18
MI RA APPROVED 2012-03-21
  • TX RA
    APPROVED
    Since 2012-05-18
  • MI RA
    APPROVED
    Since 2012-03-21

Branch Locations

4805 Towne Centre Rd, Saginaw, MI 48604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Saginaw MI 05/2008 Present
Bank Of America, N.A. Saginaw MI 03/2012 Present
Other Businesses

TRUSTEE OF FATHER'S CHARITABLE TRUST; VERY LITTLE TIME DEDICATED ON MY PART; ONLY INVESTMENT-RELATED DUE TO INVESTMENTS HELD IN THE TRUST; CHARITABLE PURPOSE I*133809 For profit or not for profit: For-Profit Organization Name of outside business organization: Riverend Preserve LLC Investment related: N Address of business: Saginaw, Michigan 48604 Nature of business: LLC, Position, title, association: Limited Partner, Start date of relationship: 2/8/2009 Number of hours devoted: 2 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: This is a private hunting club, in which I am simply a member with no leadership responsibilities. I*2048376, Entity Type, Entity Charitable, Name of OBA: Child & Family Services of Saginaw County, Address: Saginaw, MI, 48603, Investment Related: No, Position, Title, Association: Committee, Board Member, Employee Start Date: 11/21/2024, No Hours: 12hrs/Ann, No Hours during trading: 12, Duties: Serving on the Board of Directors to help Child & Family Services carry out its mission of enhancing the quality of lives in our community by providing counseling services that foster personal growth, emotional development, recovery from trauma, self-reliance and healthy relationships. I am being asked to serve on the Board of Directors along with the Finance Committee. I will be a part of a committee of representatives from the Board who generally review and dive a bit deeper into the organization's finances in order to report back to the Board with any necessary strategic decisions. I know that I personally would not be responsible for or capable of making any decisions for the organization's finances, nor deal directly with any accounts or day-to-day operations in this capacity.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-16
  • S66 Uniform Combined State Law Examination
    2012-03-16
Other Names
  • Ryan Douglas Iles

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