Sara E Ragosta

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → 04/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA
• 04/2018 → Present
  First Republic Investment Management, Inc.
  Boston, MA
• 04/2018 → 10/2023
  First Republic Securities Company, Llc
  Boston, MA
• 09/2023 → Present
  J.P. Morgan Securities Llc
  Boston, MA
• 10/2023 → Present
  Jpmorgan Chase Bank, N.A.
  Boston, MA
• 10/2024 → Present
  East Coast Brands Inc.
  Weston, MA

Previous Registrations

• 2018-04-20 → 2025-03-19
  J.P. Morgan Private Wealth Advisors Llc
  Boston, MA
• 2012-12-05 → 2018-04-23
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA

Other Businesses

Entity Name: East Coast Brands Inc. Investment related: No Address: 6 October Lane Weston MA 02493 Nature of the other business: Commerce Position/Title/Relationship: Owner/Partner Start Date: 10/25/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Small business that provides consumer packaged goods I will have a minority position of non-voting shares. There is no role associated with my minority ownership. There is not connection to JPMC. Name: Monks Building Condominium Trust Address: 366 W Broadway, Boston, MA 02127 Investment-related: N Nature of the business: Condominium Association Role: Trustee Start Date: 11/01/2015 Description of duties: Represent condo association Number of hours each month: 5 Number of hours during trading: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-12-03
• S63 Uniform Securities Agent State Law Examination
  2008-12-11

Other Names

• Sara Ragosta
• Sara E Ragosta
• Sara Ragosta
• Sara Elizabeth Ragosta