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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-03-03 |
| TX | RA | APPROVED | 2024-03-03 |
Branch Locations
270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | New York | NY | 10/2008 | Present |
| Jpmorgan Chase Bank Na | New York | NY | 11/2016 | Present |
Entity Name: Bradley Stables LLC Investment related: No Address: Private Residence Nature of the other business: Race Horsing Position/Title/Relationship: Owner/Partner Start Date: 10/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I will be investing in shares of racehorses. I am setting up a LLC that is a PIC (personal investment company) to buy horses/ shares of horses. This has no connection to JPM and not similar to anything I do here Entity Name: Historic Hudson Valley Investment related: Yes "Address: Address: 639 Bedford Rd, Tarrytown, NY 10591 Website: https://hudsonvalley.org" Nature of the other business: Community Services Position/Title/Relationship: Board Member Start Date: 07/01/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Board member - They would like me to join the investment committee
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-19 |
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