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Justin Mitchell Graves

Principal Securities, Inc.

Denver, CO

Fort Worth, TX

CRD 5360867

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Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-05-11
  • TX RA
    APPROVED
    Since 2016-05-11

Branch Locations

4600 S Syracuse St Ste 1000, Denver, CO 80237 • United States

6500 West Fwy Ste 555, Fort Worth, TX 76116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Fort Worth TX 04/2016 Present
Princor Financial Services Corp Fort Worth TX 04/2016 Present
  • 04/2016 → Present
    Principal Life Insurance Company
    Fort Worth, TX
  • 04/2016 → Present
    Princor Financial Services Corp
    Fort Worth, TX
Previous Registrations
Other Businesses

***Outside Insurance, Life, DI, Health, Group Health, LTC, 08/05/16.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-05
  • S66 Uniform Combined State Law Examination
    2016-05-05

View on SEC IAPD

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