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Janney Montgomery Scott LLC CRD 463
$110B regulatory AUM 1,031 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2021-12-13 |
| NY | RA | APPROVED | 2021-06-30 |
| NJ | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED | 2019-06-06 |
Branch Locations
1001 Franklin Avenue Suite 202, Garden City, NY 11530 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Garden City | NY | 12/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Garden City | NY | 11/2016 | 06/2019 |
| Janney Montgomery Scott Llc | Garden City | NY | 06/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-07-10 |
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