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Td Private Client Wealth LLC CRD 164484
$8.57B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2026-01-06 |
| AZ | RA | APPROVED | 2024-06-05 |
| CO | RA | APPROVED | 2024-05-28 |
| ID | RA | APPROVED | 2024-05-28 |
| IL | RA | APPROVED | 2024-05-28 |
| ME | RA | APPROVED | 2024-05-28 |
| MD | RA | APPROVED | 2024-05-28 |
| MO | RA | APPROVED | 2024-05-28 |
| NH | RA | APPROVED | 2024-05-28 |
| NC | RA | APPROVED | 2024-05-28 |
| RI | RA | APPROVED | 2024-05-28 |
| SD | RA | APPROVED | 2024-05-28 |
| VT | RA | APPROVED | 2024-05-28 |
| VA | RA | APPROVED | 2024-05-28 |
| WY | RA | APPROVED | 2024-05-28 |
| CT | RA | APPROVED | 2024-03-27 |
| TX | RA | APPROVED | 2023-04-14 |
| GA | RA | APPROVED | 2023-03-27 |
| OK | RA | APPROVED | 2023-01-17 |
| NY | RA | APPROVED | 2021-08-03 |
| OH | RA | APPROVED | 2020-07-24 |
| SC | RA | APPROVED | 2019-02-06 |
| MA | RA | APPROVED | 2018-10-23 |
| CA | RA | APPROVED | 2017-06-20 |
| DE | RA | APPROVED | 2017-05-30 |
| FL | RA | APPROVED | 2017-03-20 |
| AL | RA | APPROVED | 2016-07-05 |
| NJ | RA | APPROVED | 2016-06-24 |
| PA | RA | APPROVED | 2016-06-21 |
Branch Locations
336 Route 70 West 2Nd Floor, Marlton, NJ 08053 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Private Client Wealth Llc | Philadelphia | PA | 05/2016 | Present |
| Td Bank, N.A. | Philadelphia | PA | 05/2016 | 05/2024 |
| Td Bank N.A. | Marlton | NJ | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-17 |
| S63 | Uniform Securities Agent State Law Examination | 2008-09-19 |
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