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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-10-06 |
Branch Locations
3840 Kilroy Airport Way Suite 400, Long Beach, CA 90806 • United States
800 Newport Center Drive Suite 500, Newport Beach, CA 92660 • United States
1999 Avenue Of The Stars Suite 2400, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Advisors Corporation | Irvine | CA | 02/2016 | 03/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newport Beach | CA | 05/2022 | 10/2023 |
| Donald E. Garcia | Indianapolis | IN | 02/2016 | 08/2018 |
| Bank Of America, N.A. | Newport Beach | CA | 07/2022 | 10/2023 |
| Morgan Stanley Smith Barney Llc | Los Angeles | CA | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-07-22 |
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