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Jennifer L. Kraus

Ubs Financial Services Inc.

New York, NY

New Orleans, LA

Amagansett, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2024-09-09
FL RA APPROVED 2023-06-13
MD RA APPROVED 2022-01-07
CA RA APPROVED 2021-12-15
NY RA APPROVED 2021-10-26
LA RA APPROVED 2014-02-24
TX RA APPROVED_RES 2010-06-28
  • ME RA
    APPROVED
    Since 2024-09-09
  • FL RA
    APPROVED
    Since 2023-06-13
  • MD RA
    APPROVED
    Since 2022-01-07
  • CA RA
    APPROVED
    Since 2021-12-15
  • NY RA
    APPROVED
    Since 2021-10-26
  • LA RA
    APPROVED
    Since 2014-02-24
  • TX RA
    APPROVED_RES
    Since 2010-06-28

Branch Locations

1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States

909 Poydras Street Suite 2900, New Orleans, LA 70112 • United States

Amagansett, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New York NY 06/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-04-26
S63 Uniform Securities Agent State Law Examination 2000-03-23
  • S65 Uniform Investment Adviser Law Examination
    2000-04-26
  • S63 Uniform Securities Agent State Law Examination
    2000-03-23
Other Names
  • Jennifer Lynn Kraus

View on SEC IAPD

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