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45 Rockefeller Plaza 20Th Floor, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-10 |
Branch Locations
45 Rockefeller Plaza 20Th Floor, New York, NY 10036 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lions Assurance Financial, Llc | New York | NY | 05/2015 | Present |
| Hornor Townsend & Kent Inc | Horsham | PA | 04/2016 | 04/2017 |
| Penn Mutual | New York | NY | 04/2016 | 04/2017 |
| Lions Financial | New York | NY | 04/2017 | Present |
1) CONSULTING | INVESTMENT RELATED - NO | DBA NAME: HASMO CONSULTING | POSITION HELD: OFFICER | ADDRESS: 144-22 76TH ROAD, FLUSHING, NY 11367 | START DT: 1/1/2013 | NATURE OF ACTIVITY: RETAIL SALES | APPROX HRS PER MTH: 26-40 HRS | APPROX TRADING HRS PER MTH: 10-25 HRS | DESCRIPTION OF DUTIES: 50% OWNERSHIP OF TECHNOLOGY & MARKETING CONSULTING. 2) YOUNG ISRAEL OF QUEENS VALLEY | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: BOARD MEMBER/TREASURER| ADDRESS: 141-55 77th AVE FLUSHING NY 11367 | START DATE: 2012-09-01 | NATURE OF ACTIVITY: CHARITY/RELIGIOUS/FOUNDATION- | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 HOURS | DESCRIPTION OF DUTIES: COORDINATE MEETINGS. 3) CORPORATE DIRECTOR & BOARD MEMBER FRENCHWAY TRAVEL | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: PROPRIETOR/OWNER- | ADDRESS: 11 WEST 25 STREET NEW YORK NY 10010 | START DATE: 2012-09-01 | NATURE OF ACTIVITY: RETAIL SALES- | APPROX HRS PER MTH: LESS THAN 10 HOURS | APPROX TRADING HRS PER MTH: LESS THAN 10 HOURS | DESCRIPTION OF DUTIES: TRAVEL CONSULTANT. 4) TAVOR ASSET MANAGEMENT TRUST; IS THE BUSINESS INVESTMENT RELATED: YES; LOCATION OF THE BUSINESS: 144-40 69TH AVENUE FLUSHING NY 11367; DESCRIPTION OF THE BUSINESS: MR. TAVOR'S PARENTS FAMILY TRUST. MR. TAVOR SUPPORTS THE INVESTMENT OPERATIONS. THE TYPE OF INVESTMENTS INCLUDE - LIMITED PARTNERSHIP INVESTMENTS IN VENTURE CAPITAL, PRIVATE EQUITY, AND REIT'S; POSITION TITLE: TRUSTEE; RESPONSIBILITIES DUTIES: MANAGEMENT OF INVESTMENTS -; START DATE WITH BUSINESS: 2010-11-30; HOURS DEVOTED TO BUSINESS DURING TRADING HOURS: 20; HOURS DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 30; PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 25; 5) LIONS CAPITAL; IS THE BUSINESS INVESTMENT RELATED: YES; LOCATION OF THE BUSINESS:45 ROCKEFELLER PLAZA 20TH FLOOR NEW YORK NY 10020; DESCRIPTION OF THE BUSINESS: LIONS FINANCIAL IS AN INDEPENDENT BUSINESS ADVISORY FIRM SPECIALIZING IN DELIVERING COMPREHENSIVE STRATEGIC CONSULTING, RISK MANAGEMENT, AND CAPITAL SOLUTIONS; POSITION TITLE: MANAGING DIRECTOR; RESPONSIBILITIES DUTIES: ARIEL TAVOR LEADS STRATEGY, CLIENT ADVISORY, CAPITAL MANAGEMENT, AND CONSULTING, START DATE WITH BUSINESS: 2016-01-06; HOURS DEVOTED TO BUSINESS DURING TRADING HOURS: 50; HOURS DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 150; PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 20,WEBSITE ADDRESS OF THE ORGANISATION: https://lions.finan
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 2008-11-11 |
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