Sarah Pickens

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2005 → 04/2019
  Bb&T
  Charleston, SC
• 04/2019 → 01/2020
  Stephens Inc
  New York, NY
• 03/2020 → 12/2022
  Deutsche Bank Trust Company Americas
  New York, NY
• 04/2020 → 12/2022
  Deutsche Bank Securities Inc.
  New York, NY
• 02/2023 → Present
  Jpmorgan Chase Bank Na
  New York, NY
• 02/2023 → Present
  Jpmorgan Securities Llc
  New York, NY
• 01/2023 → 01/2023
  Unemployed
  New York, NY
• 02/2020 → 02/2020
  Unemployed
  New York, NY

Previous Registrations

• 2019-04-03 → 2020-02-05
  Stephens
  New York, NY
• 2018-01-02 → 2019-04-03
  Bb&T Securities, Llc
  Washington, DC
• 2008-01-08 → 2018-01-02
  Bb&T Investment Services, Inc.
  Charleston, SC
  Washington, DC
  Johns Island, SC
  Myrtle Beach, SC
  Charlotte, NC
  Charleston, SC

Exams

• S66 Uniform Combined State Law Examination
  2023-04-17

Other Names

• Sarah Prince Pickens
• Sarah Prince Pickens
• Sarah P Pickens