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Andrew Lee

Morgan Stanley

San Diego, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-06-10
TX RA APPROVED 2024-06-10
  • CA RA
    APPROVED
    Since 2024-06-10
  • TX RA
    APPROVED
    Since 2024-06-10

Branch Locations

4350 La Jolla Village Drive Suite 1000, San Diego, CA 92122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. San Diego CA 08/2007 12/2023
Morgan Stanley San Diego CA 02/2024 Present
  • 08/2007 → 12/2023
    Td Ameritrade, Inc.
    San Diego, CA
  • 02/2024 → Present
    Morgan Stanley
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-10
S63 Uniform Securities Agent State Law Examination 2008-11-19
  • S66 Uniform Combined State Law Examination
    2024-06-10
  • S63 Uniform Securities Agent State Law Examination
    2008-11-19
Other Names
  • Andrew Hayes Lee

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
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