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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-11-21 |
| CA | RA | APPROVED | 2023-11-14 |
Branch Locations
9082 W Glendale Ave, Glendale, AZ 85305 • United States
14139 W Indian School Rd, Goodyear, AZ 85395 • United States
8601 N Scottsdale Rd Ste 150 [Sf-Rbo], Scottsdale, AZ 85253 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 07/2011 | 10/2023 |
| Zion Church | Youngtown | AZ | 10/2020 | 10/2023 |
| Wells Fargo Clearing Services, Llc | Goodyear | AZ | 10/2023 | Present |
| Wells Fargo Bank, Na | Goodyear | AZ | 10/2023 | Present |
| Family Care Connections | Glendale | AZ | 10/2023 | Present |
FAMILY CARE CONNECT; NOT INV RELATED; GLENDALE, AZ; CAREGIVER; START DATE 10/27/2023; 20 HOURS PER MONTH; 0 DUIRNG TRADING; TEACHING BASIC LIFE SKILLS AND SUPERVISING ACTIVITES.| SMOOTHIE STOP LLC DBA ROBEKS JUICE;INV RELATED; SURPRISE,AZ; FRANCHISE ;0.01% OWNERSHIP; START DATE: 08/11/2025; 20 HRS PER MONTH; 0 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-18 |
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