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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-07-31 |
Branch Locations
255 South Marengo Avenue, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Office Of Arthur C. Hsieh, Cfp | Pasadena | CA | 05/2007 | 02/2026 |
| Office Of Arthur C. Hsieh, Cfp | Pasadena | CA | 02/2026 | Present |
| Cetera Advisors Llc | St. Cloud | MN | 02/2026 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 04/2026 | Present |
1. NAME OF OTHER BUSINESS: ORANGE CAPITAL MANAGEMENT, INC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES DBA START DATE: 2/2026 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 20 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL BRIEF DESCRIPTION OF DUTIES: DBA IS MARKETING NAME ONLY 2. NAME OF OTHER BUSINESS: ARTHUR HSIEH, CFP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 2/2026 POSITION/TITLE/RELATIONSHIP: REGISTERED SALES ASSISTANT APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 20 BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE SUPPORT OF FINANCIAL PROFESSIONAL
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-21 |
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