Best Investors Account Sign in

Andrea Marie Vien

Cetera Investment Advisers LLC

Pasadena, CA

CRD 5359055

Claim This Profile
Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-31
  • CA RA
    APPROVED
    Since 2026-07-31

Branch Locations

255 South Marengo Avenue, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Office Of Arthur C. Hsieh, Cfp Pasadena CA 05/2007 02/2026
Office Of Arthur C. Hsieh, Cfp Pasadena CA 02/2026 Present
Cetera Advisors Llc St. Cloud MN 02/2026 Present
Cetera Investment Advisers Llc Schaumburg IL 04/2026 Present
  • 05/2007 → 02/2026
    Office Of Arthur C. Hsieh, Cfp
    Pasadena, CA
  • 02/2026 → Present
    Office Of Arthur C. Hsieh, Cfp
    Pasadena, CA
  • 02/2026 → Present
    Cetera Advisors Llc
    St. Cloud, MN
  • 04/2026 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: ORANGE CAPITAL MANAGEMENT, INC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES DBA START DATE: 2/2026 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 20 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL BRIEF DESCRIPTION OF DUTIES: DBA IS MARKETING NAME ONLY 2. NAME OF OTHER BUSINESS: ARTHUR HSIEH, CFP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 2/2026 POSITION/TITLE/RELATIONSHIP: REGISTERED SALES ASSISTANT APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 20 BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE SUPPORT OF FINANCIAL PROFESSIONAL

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-21
  • S66 Uniform Combined State Law Examination
    2026-04-21

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Pasadena, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor