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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-05-10
  • CA RA
    APPROVED
    Since 2016-05-10

Branch Locations

315 Deaderick Street 6 Floor, Nashville, TN 37238 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Long Beach CA 05/2016 Present
Previous Registrations
Other Businesses

Rental Property - Single Family Residence 6859 Bacarro St Long Beach, CA 90815. This is not an investment related business, I own one residential real estate property. I bought the property in June of 2013. I devote zero hours to the business during trading hours. I on average spend less than one hour a month outside of business hours overseeing the property.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-28
  • S66 Uniform Combined State Law Examination
    2009-01-28
Other Names
  • Dominique Christine Houston

View on SEC IAPD

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