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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-01-15 |
| NJ | RA | APPROVED | 2026-01-12 |
Branch Locations
535 Madison Ave. Fl 10, New York, NY 10022 • United States
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Weehawken | NJ | 07/2009 | 12/2016 |
| Ubs Financial Services | Weehawken | NJ | 01/2017 | 12/2025 |
| Ubs Bank Usa | Weehawken | NJ | 01/2017 | 12/2025 |
| Raymond James & Associates, Inc. | New York | NY | 12/2025 | Present |
As of 11/13/2025, I have made a passive investment by purchasing membership interests in ARE Stone Harbor LLC, a Delaware LLC organized to invest in the purchase of commercial real estate. My title is purchaser/investor and my involvement is 100% passive. I have no other responsibilities nor am I engaged in any part of the business other than my initial investment. I devote zero time and have zero day-to-day duties related to this business. ARE Stone Harbor LLC c/o Alpine Real Estate Partners LLC; New York, NY .
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-09-23 |
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