Best Investors Account Sign in

Jason Michael Lau

LPl Financial LLC

Honolulu, HI

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2020-11-02
  • HI RA
    APPROVED
    Since 2020-11-02

Branch Locations

1299 S Beretania St Ste 220, Honolulu, HI 96814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hawaii State Federal Credit Union Honolulu HI 05/2015 10/2020
Cuso Financial Services, Lp San Diego CA 05/2015 10/2020
Lpl Financial Honolulu HI 11/2020 Present
  • 05/2015 → 10/2020
    Hawaii State Federal Credit Union
    Honolulu, HI
  • 05/2015 → 10/2020
    Cuso Financial Services, Lp
    San Diego, CA
  • 11/2020 → Present
    Lpl Financial
    Honolulu, HI
Previous Registrations
  • 2015-05-14 → 2020-11-03
    Cuso Financial Services, L.P.
    Honolulu, HI
    Honolulu, HI
    Honolulu, HI
    Kapolei, HI
  • 2014-08-29 → 2015-05-08
    Bankoh Investment Services, Inc.
    Waipahu, HI
    Honolulu, HI
    Honolulu, HI
    Honolulu, HI
    Honolulu, HI
Other Businesses

1)11/2020 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TAO INVESTMENTS HAWAI'I - INVESTMENT RELATED - HONOLULU, HI 96814

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-08-28
S63 Uniform Securities Agent State Law Examination 2000-03-10
  • S65 Uniform Investment Adviser Law Examination
    2014-08-28
  • S63 Uniform Securities Agent State Law Examination
    2000-03-10

View on SEC IAPD

Other Firms

REGENCY CAPITAL MANAGEMENT INC.
WEALTH ALIGNMENT PARTNERS, LLC
WELLS FARGO CLEARING SERVICES, LLC
DIVERSIFY ADVISORY SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
MML INVESTORS SERVICES, LLC
COMMONWEALTH FINANCIAL NETWORK
KINGSWOOD WEALTH ADVISORS, LLC

Other Investors

Kawika Shoji
GEORGE CHRISTIAN FLOAN HART
IAN YUEN YEE WONG
KELII JK KIAKONA
ERIC-ALLEN TSUTOMU CHING
JENNIFER LEE KUANONI
TYLER YOSHIO TAKAHATA
CHASE SANTOS

Other Offices

REGENCY CAPITAL MANAGEMENT INC. · HONOLULU, HI
WEALTH ALIGNMENT PARTNERS, LLC · HONOLULU, HI
WELLS FARGO CLEARING SERVICES, LLC · HONOLULU, HI
DIVERSIFY ADVISORY SERVICES, LLC · Honolulu, HI
DIVERSIFY ADVISORY SERVICES, LLC · HONOLULU, HI
CETERA INVESTMENT ADVISERS LLC · HONOLULU, HI
MML INVESTORS SERVICES, LLC · HONOLULU, HI
COMMONWEALTH FINANCIAL NETWORK · Honolulu, HI

More in Honolulu, HI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor