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Daniel Whalen Frick

Fmp Wealth Advisers

Lake Charles, LA

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Current Employers
Fmp Wealth Advisers

6034 West Courtyard Drive Suite 380, Austin, TX 78730 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2012-09-05
TX RA APPROVED 2012-09-05
  • LA RA
    APPROVED
    Since 2012-09-05
  • TX RA
    APPROVED
    Since 2012-09-05

Branch Locations

4841 Ihles Rd., Lake Charles, LA 70605 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Management Professionals, Inc. Lake Charles LA 09/2012 Present
  • 09/2012 → Present
    Financial Management Professionals, Inc.
    Lake Charles, LA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-18
  • S66 Uniform Combined State Law Examination
    2007-11-18
Designations
Other Names
  • Daniel W Frick

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · LAKE CHARLES, LA
PROSPERITY CAPITAL ADVISORS · Lake Charles, LA
EDWARD JONES · LAKE CHARLES, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · Lake Charles, LA
LPL FINANCIAL LLC · LAKE CHARLES, LA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · LAKE CHARLES, LA
EAGLE STRATEGIES LLC · LAKE CHARLES, LA
EAGLE STRATEGIES LLC · LAKE CHARLES, LA

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