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Courtney Bernice Lathrop

Clearbridge Investments, LLC

New York, NY

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Current Employers
Clearbridge Investments, Llc

One Madison Avenue 18Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2015-10-14
  • CT RA
    APPROVED
    Since 2015-10-14

Branch Locations

One Madison Avenue 18Th Floor, New York, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Franklin Distributors Llc Norwalk CT 09/2015 Present
Legg Mason & Co Llc Stamford CT 09/2015 07/2021
Clearbridge Investments New York NY 09/2015 Present
  • 09/2015 → Present
    Franklin Distributors Llc
    Norwalk, CT
  • 09/2015 → 07/2021
    Legg Mason & Co Llc
    Stamford, CT
  • 09/2015 → Present
    Clearbridge Investments
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-17
  • S66 Uniform Combined State Law Examination
    2007-09-17

View on SEC IAPD

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