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Benner Anthony Ulrich

Tocqueville Asset Management LP

New York, NY

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Current Employers
Tocqueville Asset Management Lp

40 West 57Th Street 19Th Floor, New York, NY 10019 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-06
  • NY RA
    APPROVED
    Since 2021-06-06

Branch Locations

40 West 57Th Street 19Th Floor, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Breithorn Capital Management Llc New York NY 03/2009 08/2017
Tocqueville Asset Management Lp New York NY 08/2017 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-08-06
S63 Uniform Securities Agent State Law Examination 2000-09-13
  • S65 Uniform Investment Adviser Law Examination
    2026-08-06
  • S63 Uniform Securities Agent State Law Examination
    2000-09-13

View on SEC IAPD

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