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Seth Loren Gale Mcclellan

Cetera Investment Advisers LLC

West Des Moines, IA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-03-21
TX RA APPROVED 2024-03-21
  • IA RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED
    Since 2024-03-21

Branch Locations

1089 Jordan Creek Pkwy Suite 370, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 05/2012 06/2022
Cetera Advisors Llc Denver CO 01/2013 Present
Cetera Advisor Networks Llc El Segundo CA 01/2013 06/2022
Vsr Financial Services, Inc. Overland Park KS 07/2015 11/2016
Girard Securities, Inc. San Diego CA 07/2015 11/2017
Investors Capital Corp. Lynnfield MA 07/2015 11/2016
Summit Brokerage Services, Inc. Boca Raton FL 07/2015 06/2022
First Allied Securities, Inc. San Diego CA 11/2016 06/2022
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 05/2012 → 06/2022
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 01/2013 → Present
    Cetera Advisors Llc
    Denver, CO
  • 01/2013 → 06/2022
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 07/2015 → 11/2016
    Vsr Financial Services, Inc.
    Overland Park, KS
  • 07/2015 → 11/2017
    Girard Securities, Inc.
    San Diego, CA
  • 07/2015 → 11/2016
    Investors Capital Corp.
    Lynnfield, MA
  • 07/2015 → 06/2022
    Summit Brokerage Services, Inc.
    Boca Raton, FL
  • 11/2016 → 06/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 03/2024 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-14
  • S66 Uniform Combined State Law Examination
    2022-07-14

View on SEC IAPD

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Other Investors

DANIEL ALEXANDER ALLEN
JENNIE JEAN HENRY
PATRICK JOSEPH BYRNE
EDDIE RAY COLEMAN
JAMES LAWRENCE LUMLEY
CONOR J BOFFELI
Signe Olson
ANDREW JAY HIMELSON

Other Offices

PRINCIPAL SECURITIES, INC. · West Des Moines, IA
COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA
PRINCIPAL SECURITIES, INC. · WEST DES MOINES, IA
FOSTER GROUP, INC. · WEST DES MOINES, IA
KSA PARTNERS, LLC · WEST DES MOINES, IA
LPL FINANCIAL LLC · WEST DES MOINES, IA
ARETE WEALTH ADVISORS, LLC · WEST DES MOINES, IA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WEST DES MOINES, IA

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