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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-04
  • TX RA
    APPROVED
    Since 2026-08-04

Branch Locations

1 Riverway Ste 900, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Group Irvine CA 06/2007 11/2016
Capital Group Los Angeles CA 11/2016 12/2018
Capital Group Los Angeles CA 01/2019 06/2026
Northwestern Mutual Investment Services, Llc Houston TX 07/2026 Present
Michael Slabic Houston TX 07/2026 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 08/2026 Present
  • 06/2007 → 11/2016
    Capital Group
    Irvine, CA
  • 11/2016 → 12/2018
    Capital Group
    Los Angeles, CA
  • 01/2019 → 06/2026
    Capital Group
    Los Angeles, CA
  • 07/2026 → Present
    Houston , TX
  • 07/2026 → Present
    Michael Slabic
    Houston, TX
  • 08/2026 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-05-06
S63 Uniform Securities Agent State Law Examination 2010-12-09
  • S65 Uniform Investment Adviser Law Examination
    2013-05-06
  • S63 Uniform Securities Agent State Law Examination
    2010-12-09
Other Names
  • Stephanie Lin Emily Smolka
  • Stephanie Lin-Emily Smolka

View on SEC IAPD

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