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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2023-10-31 |
| TX | RA | APPROVED | 2023-10-31 |
Branch Locations
4910 Corporate Centre Drive Suite 101, Lawrence, KS 66047 • United States
7381 W 133Rd St Ste 200, Overland Park, KS 66213 • United States
5857 Sw 29Th Street, Topeka, KS 66614 • United States
Eudora, KS • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dm Bruce Associates | Overland Park | KS | 05/2007 | Present |
| National Planning Corporation | Overland Park | KS | 08/2007 | 09/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2017 | 10/2023 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 09/2017 | 10/2023 |
| Lpl Financial | Lawrence | KS | 10/2023 | Present |
1)10/27/2023 - DM Bruce Insurance, LLC. - Inv Rel - At Reported Business Location(s) - Insurance Agency - Start: 10/16/2023 - 5 Hrs/Mo During Trading. 2)10/27/2023 - Notary - State of Kansas - Start: 06/2011 - 1 Hr/Mth 3)10/27/2023 - DM BRUCE OWNER SOLUTIONS - Tax Prep/Accounting/CPA - Inv Rel - At Reported Business Location(s) - Start: 08/2018 - 8 Hr/Mth 4)10/27/2023 - DM BRUCE ACCOUNTING + TAX - Tax Prep/Accounting/CPA - Inv Rel - At Reported Business Location(s) - Start: 08/2018 - 5)10/27/2023 - DM Bruce Associates, LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - At Reported Business Location(s) - Start: 05/2007 - 120 Hr/Mth 6) 05/07/2024 - DMBruce Wealth Solutions - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 3/25/2024 - 0 Hrs/Mo. 7) 05/07/2024 - Stover Family Holdings, LLC - Non-Inv Related - Eudora, KS - Business Entity For Tax/Investment Purposes Only - Started: 5/3/2024 - 1 Hr/Mo; 0 Hr During Trading. 8) 05/07/2024 - BruSto GE Mill St, LLC - Inv Related - Glen Elder, KS - Real Estate Rental - Started: 5/3/2024 - 1 Hr/Mo; 0 Hr During Trading. 9) 05/07/2024 - BruSto LLC - Inv Related - Eudora, KS - Real Estate Rental - Started: 5/3/2024 - 1 Hr/Mo; 0 Hrs During Trading. 10) 06/06/2024 - BruSto GE Vallette LLC - Real Estate Rental - Glen Elder KS - Start Date 06/03/2024 - 1 Hour Per Month/ 0 Hours During Trading 11) 09/26/2025- Pro Property Care LLC- Business Owner- Not INV Related- At Lawrence KS- Start date 09/17/2025- 4 Hours Per Month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-22 |
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