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Griselda Longoria

Ubs Financial Services Inc.

Houston, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-13
  • TX RA
    APPROVED
    Since 2023-09-13

Branch Locations

2525 Bay Area Blvd 3Rd Floor, Houston, TX 77058 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chase Bank Houston TX 09/1989 03/2017
J.P. Morgan Securities Llc Houston TX 10/2012 03/2017
Morgan Stanley Smith Barney Llc Houston TX 03/2017 09/2023
Ubs Financial Services, Inc Houston TX 09/2023 Present
Previous Registrations
  • 2017-03-03 → 2023-09-20
    Morgan Stanley
    Houston, TX
    Houston, TX
    Houston, TX
  • 2012-10-01 → 2017-03-22
    J.P. Morgan Securities Llc
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
  • 2007-07-06 → 2012-10-01
    Chase Investment Services Corp.
    Houston, TX
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-07-03
S63 Uniform Securities Agent State Law Examination 2000-03-18
  • S65 Uniform Investment Adviser Law Examination
    2007-07-03
  • S63 Uniform Securities Agent State Law Examination
    2000-03-18
Other Names
  • Griselda Salazar

View on SEC IAPD

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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

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