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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-09-13
IL RA APPROVED 2013-06-20
  • TX RA
    APPROVED
    Since 2013-09-13
  • IL RA
    APPROVED
    Since 2013-06-20

Branch Locations

107 S Veterans Pkwy, Normal, IL 61761 • United States

2404 East Oakland Ave., Bloomington, IL 61701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, Na. Bloomington IL 06/2007 Present
J.P. Morgan Securities Llc Bloomington IL 10/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-17
S63 Uniform Securities Agent State Law Examination 2007-07-05
  • S66 Uniform Combined State Law Examination
    2013-06-17
  • S63 Uniform Securities Agent State Law Examination
    2007-07-05

View on SEC IAPD

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