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1712 Main Street Suite 400, Kansas City, MO 64108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-08-29 |
Branch Locations
1138 N Alma School Rd, Mesa, AZ 85201 • United States
1712 Main Street Suite 400, Kansas City, MO 64108 • United States
1138 N Alma School Rd Suite 201, Mesa, AZ 85201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-02-08 |
Branch Locations
1138 N Alma School Rd Suite 201, Mesa, AZ 85201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City Of Tucson | Tucson | AZ | 02/2003 | Present |
| Galloway Asset Management, Llc | Mesa | AZ | 01/2021 | Present |
| Modern Wealth Management, Llc | Mesa | AZ | 08/2025 | Present |
(1) Name of Other Business: City of Tucson - Police Department (not investment related) Address of Other Business: 270 S Stone Ave, Tucson, AZ 85701 Start Date: 02/2003 Position/Title: Sergeant Hours a Month devote to other business: 160 (2) Name of Other Business: Boulder Crest Foundation (not investment related) Address of Other Business: 33735 Snickersville Turnpike, Bluemont, VA 20135 Start Date: 8/2026 Position/Title: Instructor/ Senior Guide Describe the nature of the other business: Teaching classes to military and first responders related to post traumatic growth. Hours a Month devote to other business: less than 10% of time
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-11-23 |
| S66 | Uniform Combined State Law Examination | 2000-04-25 |
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