Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-28 |
| AZ | RA | APPROVED | 2024-07-11 |
Branch Locations
101 N Mt Vernon, Prescott, AZ 86301 • United States
1745 Rustic Timbers Ln Ste G-1, Prescott, AZ 86301 • United States
Prescott, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates | Prescott | AZ | 03/2011 | 01/2019 |
| Independent Financial Group | Prescott | AZ | 01/2019 | 07/2024 |
| Lpl Financial Llc | Prescott | AZ | 07/2024 | Present |
1) 06/28/2024 - Modern Asset Protection Strategies - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 06/28/2024 - FARMER FINANCIAL, LLC - Business Entity For Tax/Investment Purposes Only - AZ. 86301 - Non investment related - 160 Hours per month - Start date: 01/16/2020. 3) 06/28/2024 - Yavapai Community College - Teacher - AZ. 86301 - Non investment related - 3 Hours per month - Start date: 01/16/2020.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-04-27 |
Reach out to this advisor