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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-21
  • TX RA
    APPROVED
    Since 2022-04-21

Branch Locations

2103 Judson Rd Suite B, Longview, TX 75605 • United States

7236 Crosswater Avenue, Suite 100 [Satellite], Tyler, TX 75703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Tyler TX 05/2009 11/2016
Wells Fargo Clearing Services, Llc Tyler TX 11/2016 Present
Wells Fargo Advisors Financial Network, Llc Tyler TX 04/2022 Present
Previous Registrations
Other Businesses

POWER OF ATTORNEY FOR DEAN O NICHOLS JR; NOT INV. RELATED; TYLER, TX; POA FOR FATHER; START DATE 6/03/2022; NO TIME DEVOTED; EXECUTRIX FOR CONNIE CABE; INV RELATED; TYLER, TX; EXECUTOR; START DATE 02/07/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING| EXECUTRIX FOR BILL CABE; INV RELATED; TYLER, TX; EXECUTOR; START DATE 02/07/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-02
  • S66 Uniform Combined State Law Examination
    2006-09-02
Other Names
  • Lisa L. Nichols
  • Lisa Lowrance
  • Lisa N Lowrance

View on SEC IAPD

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