Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-01-05 |
| IA | RA | APPROVED | 2016-09-28 |
Branch Locations
6400 Westown Pkwy Ste 115, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | West Des Moines | IA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | West Des Moines | IA | 11/2016 | Present |
COMMERCIAL RENTAL PROPERTY, INV RELATED, CARROLL, IA, 3.7% OWNERSHIP, START 4/1/2016, ZERO HOURS PER MONTH, ZERO DURING TRADING, LEASE OF FAMILY OWNED COMMERCIAL SPACE. FRIEDMAN-TAPHORN INC, INV RELATED, JOHNSTON, IA, 3.7% OWNERSHIP, START 4/1/2016, ZERO HOURS PER MONTH, ZERO DURING TRADING, FAMILY OWNED ENTITY TO FACILITATE RENTAL PROPERTY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-28 |
Reach out to this advisor