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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-20 |
| NJ | RA | APPROVED | 2024-10-23 |
| GA | RA | APPROVED | 2023-09-05 |
| TX | RA | APPROVED | 2023-09-05 |
Branch Locations
Harborside 2 200 Hudson Street, Suite 501, Jersey City, NJ 07311 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Alpharetta | GA | 09/2014 | 02/2020 |
| E*Trade Capital Management Llc | Alpharetta | GA | 09/2014 | 02/2020 |
| E*Trade Securities Llc | Alpharetta | GA | 02/2020 | 09/2023 |
| E*Trade Capital Management Llc | Alpharetta | GA | 02/2020 | 11/2023 |
| Morgan Stanley | Alpharetta | GA | 09/2023 | 10/2024 |
| Morgan Stanley | Alpharetta | GA | 09/2023 | 09/2023 |
| Morgan Stanley | Alpharetta | GA | 09/2023 | 09/2023 |
| Morgan Stanley | Jersey City | NJ | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 2008-07-02 |
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